SFC guides

Understand common SFC notices and procedures, the issues they raise and the initial steps to consider.

Select the guide that matches the document or visit concerned. A single matter may involve more than one process.

Understand requests for documents, explanations and interview attendance during an investigation.

Prepare for an inspection, manage information requests and respond to findings.

Respond to requests for information about specified transactions and the persons behind them.

Understand restrictions on business or assets and the options for seeking consent, variation or review.

Understand the proposed action, prepare representations and distinguish the later review deadline.

Understand what to do when officers attend with a search warrant and how to address seized records.

Discuss your matter

Contact us by telephone, email or WhatsApp. Please briefly describe the issue and tell us about any response deadline or scheduled interview.

Please do not send confidential documents until we have confirmed whether we can act for you and advised how to provide them.